Private Wealth - Quality of Advice Associate
About the role
Craigs Investment Partners (CIP) takes the quality of advice our Investment Advisers deliver to clients seriously. To help them achieve these high standards, we have a dedicated Quality of Advice (QoA) team who work with our Advisers to help them meet their regulatory obligations (in respect to advice) through training and monitoring. We are looking for a 12-month parental leave cover (fixed term).
Based in Tauranga office, the QoA team are looking for an Associate to join the team on a fixed term, full-time basis whose primary focus will be to:
- Engage with our Investment Advisers and help them learn and manage the advice process, providing guidance on often complex or unclear advice situations
- Monitor client documentation and undertake regular reviews to ensure the highest quality of advice is being provided to CIP’s clients
- Assist the business in the development and improvement of advisory processes and tools
- Contribute to the management and monitoring of management information systems related to the delivery of advice
- Collaborate with other CIP teams to ensure our clients receive the best possible advice
Skills and Experience
Suitable candidates will ideally have a relevant tertiary qualification in either Finance, Business or Economics and be able to demonstrate the following:
- Strong knowledge of the investment advice process, NZ regulation of advice, markets, portfolio investing
- Knowledge of the financial services regulatory framework
- Thorough understanding of the portfolio management concepts
- Knowledge of advice issues faced by Advisers (investment markets, trusts, planning, tax, etc)
- Good knowledge and ability to pick up systems quickly
- Excellent written and communication skills
Benefits
- Full time hours
- Flexible work options
- Annual Health Check
About the Company
Craigs Investment Partners (CIP) is a multi award winning investment advisory firm which is one of the largest in New Zealand. With 22 offices located throughout the country and over 600 employees, CIP offers solutions and advice to both private investors, corporate and institutional clients.
Why Craigs?
We pride ourselves on creating an environment where our people feel they belong and can bring their best self to work and feel valued. We grow as a team and with our clients and are always looking to support our communities – both internal and external. Our values build the foundation of how we work and how we provide great outcomes for our people and our clients.
- We are stronger together
- We strive for excellence
- We put people first
- We do what’s right
How to apply
If you are interested in the role, please submit your application online now as we will be interviewing suitable candidates as they apply.
Applications for this role will take you to the advertisers site.
